Understanding Survival Models through Counterfactual Explanations

• The development of black-box survival models has created a need for methods that explain their outputs, just as in the case of traditional machine learning methods. Survival models usually predict functions rather than point estimates. This special nature of their output makes it more difficult to explain their operation. We propose a method to generate plausible counterfactual explanations for survival models. The method supports two options that handle the special nature of survival models' output. One option relies on the Survival Scores, which are based on the area under the survival function, which is more suitable for proportional hazard models. The other one relies on Survival Patterns in the predictions of the survival model, which represent groups that are significantly different from the survival perspective. This guarantees an intuitive well-defined change from one risk group (Survival Pattern) to another and can handle more realistic cases where the proportional hazard assumption does not hold. The method uses a Particle Swarm Optimization algorithm to optimize a loss function to achieve four objectives: the desired change in the target, proximity to the explained example, likelihood, and the actionability of the counterfactual example. Two predictive maintenance datasets and one medical dataset are used to illustrate the results in different settings. The results show that our method produces plausible counterfactuals, which increase the understanding of black-box survival models.

Ämnesord

NATURVETENSKAP  -- Data- och informationsvetenskap -- Datavetenskap (hsv//swe)

NATURAL SCIENCES  -- Computer and Information Sciences -- Computer Sciences (hsv//eng)

Nyckelord

Survival Analysis

Explainable Artificial Intelligence

Survival Patterns

Counterfactual Explanations

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